Eclipse Trading 是顶级的金融衍生品自营交易集团。我们拥有领先的交易技术和交易策略，并持续将顶尖科技的运用视为集团发展的核心。集团成立于2007年，总部设立于中国香港，并在中国上海、澳大利亚悉尼、美国芝加哥设有分公司，共拥有超过100名员工.
Eclipse Trading is a leading proprietary derivatives trading firm. Founded in 2007, we have over 100 employees across 4 office locations – Hong Kong (our HQ), Shanghai, Sydney and Chicago.
The successful candidate will be based in Shanghai and report to the Group’s CFO.
Responsibilities and Duties
- Assist and coordinate registration and filing for the Company and the private securities funds in compliance with applicable laws and regulations.
- Maintain and enhance compliance frameworks, ensuring adherence to regulatory requirements and internal policies.
- Monitor and ensure private securities funds operate in full compliance with applicable laws and regulations, and corporate policies.
- In collaboration with the Group’s Compliance Team, monitor and ensure compliance with applicable laws and regulations related to cross-market access programs (e.g. QFII, QDII, Stock Connect).
- Actively coordinate to fulfill self-inspection or inspection requirements from regulatory authorities and industry associations, prepare inspection materials and develop actionable mitigation plans, etc.
- In collaboration with the Group’s Compliance Team and Risk Team, conduct compliance and risk assessments, identify market/trading/operational risks, and develop actionable mitigation plans.
- Address and respond to compliance inquiries from internal teams, brokers, and regulatory authorities.
- Deliver compliance training programs to enhance overall compliance awareness.
- Work closely with and support the Group’s Compliance Team.
- Review contracts/agreements with external parties and provide compliance support to the business development activities in China.
- Keep abreast of the legal and regulatory changes and advise the Group’s Compliance Team and other relevant stakeholders as appropriate.
- Other tasks as assigned from time to time.
What you offer
- University graduate or equivalent degree from a reputable university, preferably in Law or a related field.
- AMAC qualification is a must.
- Minimum three years of experience in private securities funds, asset managers, or a related sector in China.
- Strong knowledge of exchange trading rules, fund compliance, and regulatory requirements.
- No history of compliance violations or regulatory breaches.
- Familiarity with cross-market access regimes (e.g., QFII, QDII, Stock Connect).
- Knowledge of Civil Law, Company Law, and related legal frameworks is a plus.
- Native Mandarin fluency and strong English communication skills (written and verbal).
What we offer
- Dynamic and collaborative work environment
- A flat management structure, where everyone's voice is valued
- Work life balance within a multi-cultural environment
- Attractive benefits package with discretionary bonus
- Opportunity to travel to our headquarters in Hong Kong
Eclipse Trading is an equal opportunity employer and we believe that diversity and inclusion are essential pillars of our success as a company. We are dedicated to embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential.
All information provided will be treated in strict confidence and used solely for recruitment purposes. Due to the high number of responses that we receive, we are only able to respond to successful applicants.
