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申请

China Securities Company- Legal Entity Risk - Associate

摩根大通
Shanghai, 上海市
全职
3周前

As part of Risk Management, you are at the centre of keeping JPMorganChase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers, and communities. Our culture in Risk Management is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As an Associate in Legal Entity Risk Management, APAC, our role involves further developing and implementing the entity’s risk governance structure to enable effective execution of the legal entity risk management framework. You will collaborate with risk functions such as Market, Credit, Liquidity and Operational risk, while gaining a solid understanding and oversight of the entity’s risk profile and emerging risk themes. You will also build meaningful partnerships with key functional stakeholders at various levels within the Firm.

  • Implement an effective risk governance structure for the entity.
  • Engage proactively on regulatory deliverables, examinations and requests pertaining to risk governance and cross-risk stripes.
  • Performs secretariat functions for the location Risk Committee. This includes driving of the committee’s forward calendar, committee minutes preparation and review of materials submitted by other functions of the committee.
  • Preparation of risk governance related materials for local governance meetings (e.g. Executive Committee, Board Risk Management Committee, etc.).
  • Partner with key functional teams to assess and address applicable regulatory changes impacting risk, including emerging risk themes. (e.g., Data Governance).
  • Ascertain adherence to internal risk policies, procedures, and external risk related regulations, including the maintenance and oversight of legal entity risk governance documents.
  • Participate in projects and initiatives impacting Risk Management.
  • Contribute to the resolution and escalation of risk oversight issues.

Required qualifications, capabilities, and skills

  • Bachelor’s degree
  • Minimum of 3 years of experience in risk management, compliance, finance, or control management in the Securities industry.
  • Required to have passed the Securities Association of China (SAC) examination for General professional practice qualification in securities companies.
  • Skilled in Microsoft PowerPoint, Excel and Word.
  • Effective verbal and written communication skills in both Mandarin and English.
  • Proficient in stakeholder management and able to foster productive relationships.
  • Intellectual curiosity and able to demonstrate the ability to learn quickly.
  • Good degree of initiative, self-direction and level-headed.

Preferred qualifications, capabilities, and skills

  • Familiarity with laws and regulations in the financial services industry
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