Voice Sales Trader

UBS
Shanghai, 上海市
全职
1天前
Mainland China
Investment Banking
Investment Bank

Job Reference #

326403BR

City

Shanghai

Job Type

Full Time

Your role

A sales trader acts as the point person for their clients to access firm execution capabilities; responsible for
providing market information and market commentary, research-based execution advice and ideas and managing
and executing client orders.
Key Responsibilities:
  • Provide market information, commentary and execution ideas to clients with the objective executing orders
on their behalf
  • Translate research and market commentary into execution/trading ideas.
  • Access and leverage firm inventory and other clients' inventory and order flow to source liquidity for clients
  • Effectively manage and execute client orders, with the goal of making UBS the clients' firm of choice to meet
their objectives
  • Adhere to all applicable regulations and internal policies including but not limited to quality of execution
(example: best execution), trading activities (example: Volcker), pricing, hedging, trading limits and
compliance policies
  • Follow, adhere to and promote the UBS principles and behaviours acting with integrity, due skill, care and
diligence at all times
  • Ensure escalation and disclosure of any information of which applicable regulators would reasonably expect
notice
  • Observe proper standards of market conduct while paying due regard to interests of customers and treating
them fairly
  • Where supervising other members of staff, ensure adherence to applicable regulations and internal policies
via effective supervision and oversight with reference to the Principles of Good Supervision.

Your team

You will working in UBSS sales trading and execution team in Shanghai

Your expertise

  • Drive client revenue (sales credits and commissions) and Net New Money/Assets
  • Introduce, develop and maintain client trading relationships, resulting in client satisfaction
  • Adhere to regulations, compliance policies, desk policies, limits and guidelines
  • Conduct in accordance with UBS principles and behaviours along with regulatory expectations including
escalation and disclosure of relevant issue

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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